Subclinical Hypothyroidism Is Mild Thyroid Failure
and Should be Treated
Michael T. McDermott and E. Chester Ridgway
Division of Endocrinology, Metabolism and Diabetes, University of Colorado Health
Sciences Center, Denver, Colorado 80262
The Journal of Clinical Endocrinology & Metabolism Vol. 86, No. 10 4585-4590
Copyright © 2001 by The Endocrine Society

Subclinical hypothyroidism is defined as an elevated serum TSH level associated with
normal total or free T4 and T3 values. The overall prevalence has been reported to
range from 4–10% in large general population screening surveys (1, 2, 3, 4, 5) and
from 7–26% in studies of the elderly (1, 2, 3, 6, 7, 8, 9, 10, 11). Because of the
frequency with which this condition is encountered, important questions have been
raised regarding its clinical relevance and appropriate management. One of the myths
that surrounds subclinical hypothyroidism is that the laboratory profile of an elevated
serum TSH and normal free thyroid hormone levels really represents "compensated
hypothyroidism." The reasoning behind this idea is that, since the circulating levels of
thyroid hormones are within the normal range with only the serum TSH being
elevated, the affected subject is really euthyroid because the increased TSH is
stimulating and driving the thyroid gland to produce normal thyroid hormone levels.
Certainly, elevated serum TSH levels do stimulate even a diseased thyroid gland to
produce and release more thyroid hormone. However, as long as the serum TSH level
remains elevated, the thyroid hormone levels are not truly normal for that individual.
The clearance kinetics of thyroid hormones and TSH from the circulation actually make
such a conclusion inescapable. Because the half-life of T4 is 7 d and that of T3 is 1 d,
the serum TSH, which has a half-life of less than 1 h, would certainly be expected to
return to normal if thyroid hormone levels were, indeed, normal for that individual. An
elevated TSH in an individual patient, thus, means that the circulating thyroid
hormone concentrations are insufficient, with a few rare exceptions (TSH-secreting
tumors, thyroid hormone resistance syndromes). We, indeed, believe that subclinical
hypothyroidism represents mild thyroid failure and is a clinically important disorder
that has adverse clinical consequences and that should be treated in most, if not all,
cases. We will support this position by reviewing the reported objective data
regarding its natural history, its clinical manifestations, and the benefits of treatment.

Natural history
Mild thyroid failure represents an early stage of thyroid disease that will commonly
progress to overt hypothyroidism. Progression has, in fact, been reported to occur in
approximately 3–18% of affected patients per year (10, 11, 12, 13, 14, 15, 16, 17).
One study evaluated the natural history of mild thyroid failure in 154 female patients
over a 10-yr period; 57% of patients continued to have mild thyroid failure, 34% of
patients progressed to overt hypothyroidism, and 9% of patients reverted to a
normal TSH level. How many of the 9% had a transient form of thyroiditis such as
silent, subacute, or postpartum thyroiditis is unclear (17). The strongest predictors of
progression are the presence of antithyroid antibodies, serum TSH values greater
than 20 µU/ml, a history of radioiodine ablation for Graves’ disease, a history of
external radiation therapy for nonthyroid malignancies, and chronic lithium treatment
(10, 11, 12, 13, 14, 15, 16).

Clinical manifestations
Symptoms. Mild thyroid failure is often asymptomatic; however, nearly 30% of
patients with this condition may have symptoms that are suggestive of thyroid
hormone deficiency (2, 18). The Colorado Thyroid Disease Prevalence Study (2)
measured serum TSH levels and conducted symptom surveys in over 25,000 state
residents. Elevated serum TSH values were found in 9.5% of all subjects and in 8.9%
of those who were not already on thyroid hormone therapy (Fig. 1 ); 75% of these
individuals had serum TSH levels in the 5–10 µU/ml range. In response to a validated
survey regarding symptoms of thyroid hormone deficiency, the 2,336 subjects who
were identified as having mild thyroid failure significantly more often reported having
dry skin (28%; P < 0.001), poor memory (24%; P < 0.001), slow thinking (22%; P <
0.001), muscle weakness (22%; P < 0.001), fatigue (18%; P < 0.01), muscle cramps
(17%; P < 0.001), cold intolerance (15%; P < 0.001), puffy eyes (12%; P < 0.05),
constipation (8%; P < 0.05), and hoarseness (7%; P < 0.05) than did euthyroid
subjects. It is important to note that, whereas euthyroid subjects experienced a
mean of 12.1% of all listed symptoms, overtly hypothyroid subjects had 16.6% of
these symptoms (P < 0.05 vs. euthyroid group), and subjects with mild thyroid failure
reported an intermediate 13.7% of the symptoms (P < 0.05 vs. euthyroid group) (Fig.
2 ). This suggests a "dosage effect" between levels of thyroid hormones and
symptoms. Consistent with these findings, a Swiss study involving 332 women with
hypothyroidism reported that 24% of the 93 subjects with mild thyroid failure
exhibited typical symptoms of hypothyroidism (18). These studies also emphasize the
difficulty in making the diagnosis of primary hypothyroidism using clinical symptoms
alone; euthyroid subjects and patients with mild or overt hypothyroidism all had
similar constellations of symptoms. Despite statistical significance in large groups, it
can be difficult in an individual patient to distinguish a euthyroid subject from one
with either mild or overt thyroid disease.

The Colorado Thyroid Disease Prevalence Study (2 ) reported the age- and gender-
specific prevalences of high serum TSH levels found during the screening of 25,862
Colorado state residents in 1995.

The Colorado Thyroid Disease Prevalence Study (2 ). Participants were given a
validated survey containing questions regarding symptoms of thyroid hormone
deficiency. Of all the symptoms listed, euthyroid subjects (n = 22,842) reported
having 12.1%, mild thyroid failure patients (n = 2,336) had 13.7%, and overtly
hypothyroid patients (114) had 16.6%. Compared with the euthyroid subjects, total
symptoms reported were significantly higher for both the mild thyroid failure patients
(P < 0.05) and those with overt hypothyroidism (P < 0.05).

Neurobehavioral abnormalities and neuromuscular function.
Other cross-sectional studies have demonstrated evidence of specific
neurobehavioral and neuromuscular dysfunction in mild thyroid failure patients (19,
20, 21, 22, 23, 24, 25, 26, 27, 28, 29, 30, 31). Depression (19, 20, 21, 22, 23),
memory loss (2, 19, 24), cognitive impairment (25) and a variety of neuromuscular
complaints (26, 27) have all been reported to occur more frequently in patients with
this condition. Objective peripheral nerve dysfunction, manifested by decreased
conduction amplitude in peripheral nerves (28), and an abnormal stapedial reflex (29)
have been demonstrated in these patients. Skeletal muscle abnormalities, including
elevated serum creatine phosphokinase levels (30), increased circulating lactate
levels during exercise (26), and repetitive discharges on surface electromyography
(27), have also been reported. Finally, there is intriguing evidence that mild thyroid
failure in pregnant women may result in reduced intellectual development of their
euthyroid offspring (31).

Cardiac-pulmonary function.
Myocardial function has been reported in multiple studies to be subtly impaired in
patients with mild thyroid failure (32, 33, 34, 35, 36, 37, 38, 39, 40, 41). Identified
functional abnormalities include impaired myocardial contractility (32, 33, 34, 35, 36,
37, 38, 39, 40) and diastolic dysfunction (39, 40, 41), at rest (32, 34, 37, 39, 40, 41)
or with exercise (35, 36, 37, 38, 39). Myocardial texture has also been shown to be
abnormal by videodensitometric analysis (40). In one comprehensive study of
exercise capacity (38), patients with mild thyroid failure were shown to have
significant impairment of exercise-related stroke volume, cardiac index, and maximal
aortic flow velocity. Pulmonary testing in these same patients revealed decreased
vital capacity, reduced anaerobic thresholds, and decreased oxygen uptake at the
anaerobic threshold (38). These data clearly demonstrate that cardiovascular function
in mild thyroid failure is slightly impaired and not identical to that in the euthyroid
state. The important question is whether these differences result in clinically
significant impairment of performance in affected patients.

Cardiovascular risk factor.
Mild thyroid failure has been extensively evaluated as a cardiovascular risk factor. The
condition has been shown to be associated with increased serum levels of total
cholesterol (Fig. 3 ) and low-density lipoprotein (LDL) cholesterol in most but not all
studies (2, 38, 42, 43) and with reduced high-density lipoprotein cholesterol in some
studies (38). Some reports have suggested that even high normal serum TSH values
may adversely affect serum lipid and lipoprotein levels (44, 45, 46). It has been
estimated that an increase in the serum TSH level of 1 µU/ml is associated with a rise
in the serum total cholesterol concentration of 0.09 mmol/liter (3.5 mg/dl) in women
and 0.16 mmol/liter (6.2 mg/dl) in men (45). The relationship between TSH and LDL
cholesterol seems to be most significant in individuals who have underlying insulin
resistance (46). One recent study reported that patients with mild thyroid failure, and
even subjects with high normal serum TSH values, have evidence of endothelial
dysfunction, manifested by impaired flow-mediated, endothelial-dependent
vasodilatation (47). An association between mild thyroid failure and peripheral
vascular disease was suggested by an older case-control study involving elderly
women (48). A 20-yr follow-up study of the original Whickham Survey found no
association between initial hypothyroidism, raised serum TSH levels, or antithyroid
antibodies and the development of coronary artery disease (49). In contrast, a more
recent report from the Rotterdam Study (9) concluded that patients with mild thyroid
failure have a significantly increased prevalence of aortic atherosclerosis and
myocardial infarctions. After adjustment for multiple known coronary artery disease
risk factors, the authors found mild thyroid failure to be an independent and
equivalently important risk factor for myocardial infarctions.

The Colorado Thyroid Disease Prevalence Study (2 ) reported the mean serum total
cholesterol levels in the 22,842 euthyroid subjects (216 mg/dl), the 2,336 mild thyroid
failure subjects (224 mg/dl), and the 114 subjects with overt hypothyroidism (251
mg/dl); both thyroid disease groups had statistically higher total cholesterol levels
and LDL cholesterol levels (data not shown) than did the euthyroid controls (P <
0.001).

The Rotterdam Study (9 ) reported an analysis of the relationship between subclinical
hypothyroidism (SCH) and myocardial infarctions in this study revealed an attributable
risk of 60% (SCH contributed to 60% of the myocardial infarctions in the 124 women
who had SCH) and a population attributable risk of 14% (SCH was involved in 14% of
all myocardial infarctions in the entire group of 1149 women). These risks were similar
to those associated with the major recognized cardiovascular risk factors—
hypercholesterolemia, hypertension (BP), smoking, and diabetes mellitus.

Benefits of treatment
Having defined the scope, natural history, clinical features, and potential morbidity of
mild thyroid failure, one must next ask whether treatment of the condition has
demonstrable benefits. A number of studies have addressed this issue.
Symptoms. There have been three randomized controlled trials (RCT) examining the
effects of L-thyroxine treatment on general symptoms in subjects with mild thyroid
failure (Table 1 ). Two of these RCTs (33, 34) reported that mild thyroid failure
subjects who were treated with L-thyroxine had significantly greater improvement in
general hypothyroid symptom scores than did subjects who were treated with
placebo (Fig. 5 ). A third RCT (50) showed no symptomatic treatment benefit; in this
study, however, the mean serum TSH level on L-thyroxine treatment was 4.6 µU/ml,
which was at the high end of the normal range. One uncontrolled study also reported
a reduction of general somatic complaints after L-thyroxine treatment was instituted
(19).

Randomized controlled trials investigating the effects of L-thyroxine treatment on
general symptoms in patients with mild thyroid failure

A RCT of L-thyroxine (L-T4) therapy in subjects with mild thyroid failure (33 ). Subjects
(n = 33) were randomly assigned to received L-thyroxine therapy or placebo for a
period of 1 yr. L-thyroxine-treated subjects had a significant improvement in their
mean symptom score compared with the placebo-treated group (P < 0.05).

Neurobehavioral abnormalities and neuromuscular function.
Memory has been shown to improve significantly in one RCT (50) and in two
uncontrolled studies in which mild thyroid failure patients were given L-thyroxine
therapy (19, 24). Other reported benefits from uncontrolled interventional studies
include reduction in neuromuscular complaints (19, 27) and normalization of initially
abnormal electromyograms (27).

Cardiac-pulmonary function.
Studies that have examined the effects of L-thyroxine treatment on cardiac function,
including one RCT (40), have reported modest but relatively consistent beneficial
results (Table 2 ). Observed responses to treatment have included enhanced cardiac
contractility (32, 33, 34, 35, 36, 37, 38, 39, 40, 41), improvement of diastolic function
(40, 41), and normalization of videodensitometric myocardial texture (40). Increases
in pulmonary vital capacity, the anaerobic threshold and oxygen uptake at the
anaerobic threshold have also been demonstrated (38).

Studies that have investigated the effects of L-thyroxine on cardiac function in
patients with mild thyroid failure

Cardiovascular risk factor.
The reported lipid and lipoprotein responses to treatment of mild thyroid failure with
thyroid hormone have been somewhat inconsistent (38). A retrospective evaluation
suggested that thyroid hormone replacement had very little lipid-lowering effect in
patients whose initial TSH values were less than 10 µU/ml (51). However, two
quantitative literature reviews (42, 43) of the prospective studies examining this
issue have concluded that L-thyroxine treatment of patients with mild thyroid failure
lowers serum total cholesterol by approximately 0.2–0.4 mmol/liter (7.9–15.8 mg/dl)
and LDL cholesterol by about 0.26 mmol/liter (10 mg/dl). The observed cholesterol
reductions were greater in patients with inadequately treated overt hypothyroidism
(0.44 mmol/liter; 17.4 mg/dl) than in those with untreated spontaneous mild thyroid
failure (0.14 mmol/liter; 5.5 mg/dl) and were also greater in patients with higher
initial cholesterol levels (43). There have been no reported beneficial effects on high-
density lipoprotein cholesterol or triglycerides (42, 43). One intriguing, but
uncontrolled, retrospective analysis (52) showed progression of coronary
atherosclerosis in subjects on L-thyroxine therapy with elevated serum TSH levels
compared with those with normal TSH levels (P < 0.02).

Treatment goals.
Firm data-based guidelines for treatment goals have not yet been established. The
distribution of serum TSH values in the normal population is skewed, with the
majority of individuals having TSH values at the lower end of the normal range (53).
Recent studies have reported that "high normal" TSH values may be associated with
modest increases in serum cholesterol levels (44, 45, 46) and that serum cholesterol
levels improve when TSH values are reduced from the high end to the low end of the
normal range with L-thyroxine supplementation (44). Furthermore, individuals with
high normal serum TSH levels may have endothelial dysfunction (47). Thus, although
not based on prospective outcomes data, these findings would suggest to us that
the optimal goal TSH range for L-thyroxine-treated patients is 0.5–2.0 µU/ml.

Cost-effectiveness and consensus opinion.
Additional support for a decision to treat comes from a recent analysis, which
concluded that screening for and treating mild thyroid failure in all adults greater than
35 yr old is as cost-effective as many other screening procedures used in the United
States today (54). Finally, we have recently conducted a survey seeking opinions
from both primary care providers (PCPs) and members of the American Thyroid
Association (ATA) regarding the management of hypothyroidism (55). When
presented the case of a 26-yr-old woman with minimally symptomatic mild thyroid
failure, the majority of respondents (70% of PCPs and 65% of ATA members)
indicated that they would treat the patient if antithyroid antibodies were negative,
whereas 95% of ATA members recommended treatment if antibodies were positive.
Responses were similar when the case was a 71-yr-old woman with minimally
symptomatic mild thyroid failure; the majority (64% of PCPs and 61% of ATA
members) chose to treat if antithyroid antibodies were negative, and 92% of ATA
members recommended treatment if antibodies were positive.

Summary
We believe that mild thyroid failure is a common disorder that frequently progresses
to overt hypothyroidism. The condition may clearly be associated with somatic
symptoms, depression, memory and cognitive impairment, subtle neuromuscular
abnormalities, subtle systolic and diastolic cardiac dysfunction, raised serum levels of
total and LDL cholesterol, and an increased risk for the development of
atherosclerosis. There is documented evidence that many, if not most, of these
adverse effects are improved or corrected when L-thyroxine replacement is instituted.

Furthermore, treatment of mild thyroid failure has been reported to be cost-effective.
Early treatment may even be justified in asymptomatic individuals to prevent the
symptoms of more severe thyroid hormone deficiency that eventually develop as the
thyroid gland progressively fails; this is particularly true of antithyroid antibody-
positive patients, who have the highest risk of disease progression. For these
reasons, we recommend L-thyroxine treatment for the majority of patients with mild
thyroid failure, particularly those who have symptoms, other cardiovascular risk
factors, goiters, or positive antithyroid antibodies, and in those who are pregnant.
However, despite these positive indications that treatment with thyroid hormone
carries a benefit, there are many unanswered questions. There are few prospective,
randomized placebo-controlled studies that have been performed, a shame when
compared with other common disorders such as hypercholesterolemia and
osteoporosis. The potential consequences of untreated mild thyroid failure on
atherosclerosis in adults and on intellectual potential in infants born to mothers with
mild thyroid failure begs for definitive answers about the therapeutic benefits of
thyroid hormone replacement. It is no longer scientifically or morally justifiable to
argue whether mild thyroid failure is "something" or "nothing." What is clearly
needed now are clean, randomized, prospective, and adequately powered trials to
provide unequivocal answers to the lingering but critical questions regarding the
effects of mild thyroid failure and its treatment on important end points such as
intellectual function, ischemic heart disease, and quality of life.

Acknowledgments
Footnotes
Abbreviations: ATA, American Thyroid Association; PCP, primary care provider; RCT,
randomized controlled trial.
Received April 19, 2001.
Accepted June 26, 2001.

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Address all correspondence and requests for reprints to: Michael T. McDermott, M.D.,
Division of Endocrinology, Metabolism and Diabetes, University of Colorado Health
Sciences Center, 4200 East Ninth Avenue, Box B-151, Denver, Colorado 80262. E-
mail: michael.mcdermott@uchsc.edu.
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